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Knopman Marks Blog. What You Need to Know to Pass the Series 63 Exam. In Exam Prep, FINRA Exam, ... Because our legal code is often predicated on exceptions to, or exemptions from, certain laws, negative logic plays a major role in this exam. The ability to simplify some of these legal concepts is crucial to success on the …
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The Series 86 (and 87 exams) — the Research Analyst Exams — assess the competency of an entry-level registered representative to perform their job as a research analyst. This includes the knowledge needed to perform the critical functions of a research analyst, including preparation of written or electronic communications that analyze equity securities and/or companies and industry sectors ...
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